Disclosures

Rising Tides Financial Planning, LLC (“Rising TIdes”) is a Registered Investment Advisor (“RIA”), located in Alexandria, VA. Rising Tides is registered in Virginia. Rising Tides conducts business in other states pursuant to the regulatory exemption in these states. Rising Tides will maintain all applicable registration and licenses as required by the various states in which Rising Tides conducts business, as applicable. Rising Tides renders individualized responses to persons in a particular state only after complying with all regulatory requirements, or pursuant to an applicable state exemption or exclusion.
 

Website Information

​Advisory services are offered through Rising Tides Financial Planning LLC, an investment adviser registered with the state of Virginia. Advisory services are only offered to clients or prospective clients where Rising Tides Financial Planning LLC and its representatives are properly registered or exempt from registration.

The information on this site is not intended as tax, accounting or legal advice, nor is it an offer or solicitation to buy or sell, or as an endorsement of any company, security, fund, or other offering. Information provided should not be solely relied upon for decision making. Please consult your legal, tax, or accounting professional regarding your specific situation. Investments involve risk and have the potential for complete loss. It should not be assumed that any recommendations made will necessarily be profitable.

The information on this site is provided “AS IS” and without warranties either express or implied and the information may not be free from error. Your use of the information provided is at your sole risk.

Live Presentations / Webinars ​

Information presented is believed to be factual and up-to-date, but no guarantee is made to its accuracy and it should not be regarded as a complete analysis of the subjects discussed. Discussions and answers to questions do not involve the rendering of personalized investment advice, but are limited to the dissemination of general information. A professional advisor should be consulted before implementing any of the subjects presented.
 

Risk Disclosures

Different types of investments involve varying degrees of risk. Therefore, it should not be assumed that the future performance of any specific investment or investment strategy will be profitable.

Asset allocation may be used in an effort to manage risk and enhance returns. It does not, however, guarantee a profit or protect against loss. The performance of the asset allocation strategies depends on the underlying investments.

Market data, articles, and other content on this website are based on generally-available information and are believed to be reliable. Rising Tides does not guarantee the accuracy of the information contained on this website. The information is of a general nature and should not be construed as investment advice.

Please remember that it remains your responsibility to advise Rising Tides in writing, if there are any changes in your personal/financial situation or investment objectives for the purpose of reviewing/evaluating/revising our previous recommendations and/or services if you would like to impose, add, or to modify any reasonable restrictions to our investment advisory services.

Rising Tides will provide all prospective clients with a copy of our current Form ADV, Part 2A (“Disclosure Brochure”) and the Brochure Supplement for each advisory person supporting a particular client. You may obtain a copy of these disclosures on the SEC website at https://adviserinfo.sec.gov or you may contact us at (757) 656-5355 or John@RisingTidesFP.com to request a free copy via .pdf or hardcopy.

 

Privacy Disclosures

Rising Tides is committed to safeguarding the use of personal information of our Clients (also referred to as you and your) that we obtain as your Investment Advisor, as described in our Privacy Policy.

Rising Tides does not collect personal non-public information through this website; however, the Advisor may collect information from you on application forms, agreements, profile or investment policy statements, and other documents received or processed in relation to services we provide. We also may collect information from other sources.

We do not respond to “do not track” requests because we do not track you over time or across third-party websites to provide targeted advertising. We may track you across our website to help us improve our content.

We may use “cookies” and similar online technologies to keep, and sometimes track, information about you regarding your usage of our website. Cookies are small data files that are sent to your browser or related software from a Web server and stored on your device. Cookies help us to collect information about your usage of our website, including date and time of visits, pages viewed, amount of time spent on our sites, or general information about the device used to access the site, such as the browser used. You can refuse to store or delete cookies by configuring your web browser settings. Most browsers and mobile devices have their own settings to manage cookies. If you refuse a cookie when on our website, or if you delete cookies, you may experience some inconvenience in your use of our website, such as having to re-configure preferences.

When you are on this website you may have the opportunity to click-through to other websites, including websites operated by unaffiliated third parties. These sites may collect nonpublic personal information about you. We do not control sites operated by these entities and are not responsible for the information practices of these sites. This Privacy Policy does not address the information practices of other websites. The privacy policies of websites operated by third parties are located on those sites.

Email Disclosures

Rising Tides often communicates with its clients and prospective clients through electronic mail (email) and other electronic means. Your privacy and security are very important to us. Rising Tides makes every effort to ensure that email communications do not contain sensitive information. We remind our clients and others not to send Rising Tides private information over email. If you have sensitive data to deliver, we can provide secure means for such delivery.

Please note: Rising Tides does not accept trading or money movement instructions via email.

As a registered investment advisor, Rising Tides emails may be subject to inspection by the Chief Compliance Officer (CCO) of the Commonwealth of Virginia or the securities regulators.

If you have received an email from Rising Tides in error, we ask that you contact the sender and destroy the email and its contents.

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Social Websites

Rising Tides may utilize third-party websites, including social media websites, blogs, and other interactive content. Rising Tides considers all interactions with clients, prospective clients, and the general public on these sites to be advertisements under the securities regulations. As such, Rising Tides generally retains copies of information that Rising Tides or third parties may contribute to such sites. This information is subject to review and inspection by the CCO of Rising Tides or the securities regulators.

Information provided on these sites is for informational and/or educational purposes only and is not, in any way, to be considered investment advice nor a recommendation of any investment product. Advice may only be provided by Rising Tides advisory persons after entering into an advisory agreement and providing Rising Tides with all requested background and account information.
 

If you have any questions regarding our policies, please contact us at

(757) 656-5355 or John@RisingTidesFP.com.